Description
In this episode, we focus on the importance of embedded compliance for go-to-market teams. Seismic’s Rachael Rowe and Gemma Livermore are joined by Madison Gray, Director of Investment Management Compliance at BNY Mellon, and Hannah Pring, Chief Compliance Officer at Lockton, to discuss all this and more.
Show Notes
Tremors:
First, we’ll look back at what navigating compliance used to be like and how it historically has caused issues for both marketing and sales teams. Then, we’ll discuss how our global perspective as a society has placed new demands for cross-border compliance, especially in a post-Brexit Europe.
Epicentre:
Then, we talk about how tech is helping with compliance automation, removing cumbersome process breaks and improving compliance-heavy tasks like generating automated disclaimers for factsheets and global sales restrictions for fund distribution.
Aftershocks:
Finally, we look forward to where we see the future of compliance going and how AI will impact it.
Jump into the conversation:
[00:06:39] How the financial crisis impacts compliance
[00:08:26] The importance of compliance and regulatory accountabilit
[00:12:24] Global compliance challenge
[00:16:43] Why automation is valuable in compliance processes
[00:22:07] How compliance as a catalyst for innovation
[00:25:45] How AI can help
[00:28:47] How AI impacts work-life balance
[00:32:36] The future of compliance collaboration
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